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Home > Insider Trading > Filing (0001575602-20-000002)

Filing Details

Accession Number:: 0001575602-20-000002
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-06-03 08:35:06
Reporting Period:: 2020-06-01

Accepted Time:: 2020-06-03 08:35:06
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1380846	Tristate Capital Holdings Inc.	TSC	State Commercial Banks (6022)	204929029

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1575602	J. James Dolan	One Oxford Centre 301 Grant Street, Suite 2700 Pittsburgh PA 15219		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Depositary Shares - Series B	Acquisiton	2020-06-01	9,000	$22.95	9,000	No	4	P	Direct
Depositary Shares - Series B	Acquisiton	2020-06-01	4,700	$22.93	4,700	No	4	P	Indirect	Owned by spouse

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Indirect	Owned by spouse

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	33,632	Direct
Common Stock	18,125	Direct
Depositary Shares - Series A	4,000	Direct
Common Stock	8,200	Indirect	Owned by spouse
Common Stock	2,500	Indirect	Charles Scwab and Co, Inc., Custodian of James J Dolan Roth Contributory IRA

Footnotes

Shares held jointly of record by the Reporting Person and his spouse.
The Reporting Person disclaims beneficial ownership of these securities except to the extent of any indirect pecuniary interest therein. This Form shall not be deemed an admission that he is a beneficial owner of any securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.