Filing Details

Accession Number:
0001209191-20-033316
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-06-01 20:48:45
Reporting Period:
2020-05-29
Accepted Time:
2020-06-01 20:48:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1046102 Ritchie Bros Auctioneers Inc RBA Services-Business Services, Nec (7389) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1661696 William Karl Werner C/o Ritchie Bros. Auctioneers Inc.
9500 Glenlyon Parkway
Burnaby A1 V5J 0C6
Ch. Op. & Supp. Dev. Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2020-05-29 6,556 $24.07 6,556 No 4 M Direct
Common Shares Acquisiton 2020-05-29 25,263 $32.16 25,263 No 4 M Direct
Common Shares Disposition 2020-05-29 31,819 $43.00 0 No 4 S Direct
Common Shares Acquisiton 2020-05-29 16,752 $32.16 16,752 No 4 M Direct
Common Shares Acquisiton 2020-05-29 9,112 $33.79 9,112 No 4 M Direct
Common Shares Disposition 2020-05-29 25,864 $43.15 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Employee Stock Option (Right to Buy) Disposition 2020-05-29 6,556 $0.00 6,556 $24.07
Common Shares Employee Stock Option (Right to Buy) Disposition 2020-05-29 25,263 $0.00 25,263 $32.16
Common Shares Employee Stock Option (Right to Buy) Disposition 2020-05-29 16,752 $0.00 16,752 $32.16
Common Shares Employee Stock Option (Right to Buy) Disposition 2020-05-29 9,112 $0.00 9,112 $33.79
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
26,222 2026-03-02 No 4 M Direct
0 2027-03-02 No 4 M Direct
8,375 2028-03-01 No 4 M Direct
18,222 2029-03-07 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 27,896 Indirect Long-Term Investment Plan
Common Shares 1,773 Indirect Employee Stock Purchase Plan
Footnotes
  1. Includes all Employee Stock Purchase Plan purchases through June 1, 2020.
  2. The option was granted on March 2, 2016 and vests equally in three equal annual installments beginning March 2, 2017.
  3. The option was granted on March 2, 2017 and vests equally in three equal annual installments beginning March 2, 2018.
  4. The option was granted on March 1, 2018 and vests equally in three equal annual installments beginning March 1, 2019.
  5. The option was granted on March 7, 2019 and vests equally in three equal annual installments beginning March 7, 2020.