Filing Details
- Accession Number:
- 0000899243-20-014580
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-29 17:34:52
- Reporting Period:
- 2020-05-05
- Accepted Time:
- 2020-05-29 17:34:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1327273 | Lyra Therapeutics Inc. | LYRA | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1164426 | Joseph Edelman | C/O Perceptive Advisors Llc 51 Astor Place, 10Th Floor New York NY 10003 | Yes | No | Yes | No | |
| 1224962 | Perceptive Advisors Llc | C/O Perceptive Advisors, Llc 51 Astor Place, 10Th Floor New York NY 10003 | Yes | No | Yes | No | |
| 1249675 | Ltd Fund Master Sciences Life Perceptive | C/O Perceptive Advisors Llc 51 Astor Place, 10Th Floor New York NY 10003 | No | No | Yes | No | |
| 1797811 | Perceptive Ls (A), Llc | C/O Perceptive Advisors, Llc 51 Astor Place, 10Th Floor New York NY 10003 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-05-05 | 625,000 | $16.00 | 1,934,115 | No | 4 | P | Indirect | See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See footnote |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,288,446 | Indirect | See footnote |
Footnotes
- The securities reported in this row are held by Perceptive Life Sciences Master Fund, Ltd. (the "Master Fund").
- The securities reported in this row are held by Perceptive LS (A), LLC ("Perceptive LS").
- Perceptive Advisors, LLC (the "Advisor") serves as the investment advisor to the Master Fund. Perceptive LS GP, LLC ("GP") is the manager of Perceptive LS. Joseph Edelman is the managing member of the Advisor and the sole member of GP. Each of Mr. Edelman, GP and the Advisor disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein, and this report shall not be deemed an admission that Mr. Edelman, GP or the Advisor is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
Billionaire Hedge Funds
