Filing Details
- Accession Number:
- 0001209191-20-032992
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-29 17:26:30
- Reporting Period:
- 2020-05-28
- Accepted Time:
- 2020-05-29 17:26:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1092796 | Smith & Wesson Brands Inc. | AOBC | Ordnance & Accessories, (No Vehicles/Guided Missiles) (3480) | 870543688 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1186677 | B John Furman | 2100 Roosevelt Avenue Springfield MA 01104 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-05-28 | 10,000 | $2.65 | 52,790 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-05-28 | 10,000 | $3.69 | 62,790 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-05-28 | 20,000 | $10.75 | 42,790 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Director Stock Option (Right to Buy) | Disposition | 2020-05-28 | 10,000 | $0.00 | 10,000 | $2.65 |
| Common Stock | Director Stock Option (Right to Buy) | Disposition | 2020-05-28 | 10,000 | $0.00 | 10,000 | $3.69 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-09-26 | No | 4 | M | Direct | |
| 0 | 2020-09-27 | No | 4 | M | Direct |
Footnotes
- The shares were sold pursuant to a 10b5-1 Trading Plan dated December 10, 2019.
- 1/12th of the total number of options granted vested and became exercisable each month after the September 26, 2011 date of grant, until fully vested on September 26, 2012.
- 1/12th of the total number of options granted vested and became exercisable each month after the September 27, 2010 date of grant, until fully vested on September 27, 2011.
Billionaire Hedge Funds
