Filing Details

Accession Number:
0001559909-20-000043
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-05-29 16:19:58
Reporting Period:
2020-05-28
Accepted Time:
2020-05-29 16:19:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1559909 Harvest Capital Credit Corp HCAP () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1398113 A Joseph Jolson C/o Harvest Capital Credit Corporation
767 Third Avenue, 29Th Floor
New York NY 10017
Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-05-28 2,039 $3.98 825,312 No 4 P Indirect By Jolson 1991 Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Jolson 1991 Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 30,000 Direct
Common Stock 35,768 Indirect By Foundation
Footnotes
  1. The price reflects the weighted average purchase price. The purchase prices for these transactions ranged from $3.97 to $3.98. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased.
  2. Reflects shares of common stock held by the Joseph A. Jolson 1991 Trust, of which Mr. Jolson is the trustee.
  3. Reflects shares of common stock held by The Jolson Family Foundation, of which Mr. Jolson is President and Treasurer. Mr. Jolson disclaims beneficial ownership of the shares.