Filing Details

Accession Number:
0001567619-20-011301
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-05-29 10:57:21
Reporting Period:
2020-05-27
Accepted Time:
2020-05-29 10:57:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91142 Smith A O Corp AOS Household Appliances (3630) 390619790
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1315989 G Ajita Rajendra A. O. Smith Corporation
11270 West Park Place
Milwaukee WI 53224
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-05-27 52,400 $10.78 141,547 No 4 M Direct
Common Stock Disposition 2020-05-27 52,400 $47.04 89,147 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (Right to Buy) Disposition 2020-05-27 52,400 $0.00 52,400 $10.78
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
972,515 2021-02-07 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 104,001 Indirect Held by spouse
Common Stock 168,345 Indirect By grantor retained annuity trust - spouse
Footnotes
  1. The price in Column 4 is a weighted average price. The prices actually received ranged from $46.67 to $47.035. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.
  2. The employee stock options were granted on 02/07/2011 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/07/2012.