Filing Details

Accession Number:
0001538716-20-000047
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-05-28 20:06:24
Reporting Period:
2020-05-27
Accepted Time:
2020-05-28 20:06:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1538716 Oportun Financial Corp OPRT Finance Services (6199) 453361983
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1578544 Raul Vazquez Oportun Financial Corporation
2 Circle Star Way
San Carlos CA 94070
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-05-27 12,650 $9.23 261,218 No 4 P Direct
Common Stock Acquisiton 2020-05-28 38,663 $9.91 299,881 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Footnotes
  1. Weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.06 to $9.50 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  2. Weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.49 to $10.00 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.