Filing Details

Accession Number:
0001104659-20-067173
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-05-28 17:47:15
Reporting Period:
2020-05-26
Accepted Time:
2020-05-28 17:47:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1796303 Roth Ch Acquisition I Co ROCHU () MN
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1175408 Craig-Hallum Capital Group Llc 222 South Ninth Street, Suite 350
Minneapolis MN 55402
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-05-26 491 $10.00 360,859 No 4 P Direct
Common Stock Disposition 2020-05-26 39,843 $0.00 321,016 No 4 J Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 J Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants to purchase Common Stock Acquisiton 2020-05-26 368 $0.00 368 $11.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
29,484 No 4 P Direct
Footnotes
  1. The reporting person acquired units, consisting of shares and warrants.
  2. In connection with the partial exercise of the underwriters' over-allotment option, a portion of the holders founders shares was forfeited back to the issuer.
  3. The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.
  4. The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.