Filing Details

Accession Number:
0001214659-20-005099
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-05-27 20:33:35
Reporting Period:
2020-05-26
Accepted Time:
2020-05-27 20:33:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1366246 Glu Mobile Inc GLUU Services-Computer Programming Services (7371) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1546410 Scott Leichtner C/O Glu Mobile Inc.
875 Howard Street, Suite 100
San Francisco CA 94103
Vp And General Counsel No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-05-26 60,000 $4.10 271,540 No 4 M Direct
Common Stock Disposition 2020-05-26 60,000 $9.24 211,540 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2020-05-26 60,000 $0.00 60,000 $4.10
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-10-14 No 4 M Direct
Footnotes
  1. The sale was effected pursuant to a trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934 that Mr. Leichtner entered into on February 26, 2020.
  2. Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $9.09 to $9.585. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.
  3. The option vested and became exercisable with respect to 25% of the shares on October 14, 2015, with the remaining shares vested and exercisable in equal monthly installments over the following three years such that the option was fully vested on October 14, 2018.