Filing Details

Accession Number:
0001104659-20-066533
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-05-27 18:47:03
Reporting Period:
2020-05-22
Accepted Time:
2020-05-27 18:47:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1679826 Ping Identity Holding Corp. PING () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1216495 Vep Group, Llc C/O Vista Equity Partners
4 Embarcadero Center, 20Th Fl.
San Francisco CA 94111
No No Yes No
1216497 F Robert Smith C/O Vista Equity Partners
4 Embarcadero Center, 20Th Fl.
San Francisco CA 94111
No No Yes No
1665190 Vista Equity Partners Fund Vi-A, L.p. C/O Vista Equity Partners
4 Embarcadero Center, 20Th Fl.
San Francisco CA 94111
No No Yes No
1665225 Vepf Vi Faf, L.p. C/O Vista Equity Partners
4 Embarcadero Center, 20Th Fl.
San Francisco CA 94111
No No Yes No
1665262 Vista Equity Partners Fund Vi, L.p. C/O Vista Equity Partners
4 Embarcadero Center, 20Th Fl.
San Francisco CA 94111
No No Yes No
1689919 Vepf Management, L.p. C/O Vista Equity Partners
4 Embarcadero Center, 20Th Fl.
San Francisco CA 94111
No No Yes No
1786024 Vista Equity Partners Fund Vi Gp, L.p. C/O Vista Equity Partners
4 Embarcadero Center, 20Th Fl.
San Francisco CA 94111
No No Yes No
1786074 Ltd. Gp. Vi Vepf C/O Vista Equity Partners
4 Embarcadero Center, 20Th Fl.
San Francisco CA 94111
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Disposition 2020-05-22 1,275,000 $24.00 53,806,998 No 4 S Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnotes
Footnotes
  1. On May 22, 2020, the Reporting Persons sold an aggregate 1,275,000 shares of common stock, par value $0.001 ("Common Stock"), of Ping Identity Holding Corp. (the "Issuer") in an underwritten public offering pursuant to the Issuer's Registration Statement on Form S-1 (File No. 333-238161) following the exercise of the underwriters' option to purchase additional shares. The aggregate 1,275,000 shares of Common Stock sold by the Reporting Persons include (a) 788,853 shares of Common Stock sold by Vista Equity Partners Fund VI, L.P., (b) 476,548 shares of Common Stock sold by Vista Equity Partners Fund VI-A, L.P. and (c) 9,599 shares of Common Stock sold by VEPF VI FAF, L.P.
  2. Includes (a) 33,290,810 shares held directly by Vista Equity Partners Fund VI, L.P., (b) 20,111,082 shares held directly by Vista Equity Partners Fund VI A, L.P. and (c) 405,106 shares held directly by VEPF VI FAF, L.P. (collectively, the "Vista Funds"). Vista Equity Partners Fund VI GP, L.P. ("Fund VI GP") is the sole general partner of each of the Vista Funds. Fund VI GP's sole general partner is VEPF VI GP, Ltd. ("Fund VI UGP"). Robert F. Smith is the Sole Director of Fund VI UGP, as well as one of its 11 Members. VEPF Management, L.P. (the "Management Company"), is the sole management company of each of the Vista Funds. The Management Company's sole general partner is VEP Group, LLC ("VEP Group").
  3. Robert F. Smith is the sole Managing Member of VEP Group. Consequently, Mr. Smith, Fund VI GP, Fund VI UGP, the Management Company and VEP Group may be deemed the beneficial owners of the shares held by the Vista Funds. Each of the Vista Funds, Fund VI GP, Fund VI UGP, the Management Company, VEP Group and Mr. Smith expressly disclaim beneficial ownership of any shares not held directly, except to the extent of its or his pecuniary interest.