Filing Details
- Accession Number:
- 0001716837-20-000102
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-27 18:25:57
- Reporting Period:
- 2020-05-22
- Accepted Time:
- 2020-05-27 18:25:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1428439 | Roku Inc | ROKU | Cable & Other Pay Television Services (4841) | 262087865 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1741111 | Mai Fyfield | C/O Roku, Inc. 1155 Coleman Ave. San Jose CA 95110 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2020-05-22 | 1,065 | $0.00 | 1,065 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2020-05-26 | 322 | $110.00 | 743 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2020-05-26 | 307 | $35.99 | 1,050 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2020-05-26 | 307 | $110.00 | 743 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2020-05-26 | 1,482 | $0.00 | 2,225 | No | 4 | A | Direct | |
| Class A Common Stock | Disposition | 2020-05-27 | 447 | $107.34 | 1,778 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Restricted Stock Unit | Disposition | 2020-05-22 | 1,065 | $0.00 | 1,065 | $0.00 |
| Class A Common Stock | Stock Option (right to buy) | Disposition | 2020-05-26 | 307 | $35.99 | 307 | $35.99 |
| Class A Common Stock | Restricted Stock Unit | Disposition | 2020-05-26 | 1,482 | $0.00 | 1,482 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-05-22 | No | 4 | M | Direct | |
| 3,674 | 2028-05-24 | No | 4 | M | Direct | |
| 0 | 2020-05-24 | No | 4 | M | Direct |
Footnotes
- These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.
- Shares sold pursuant to Ms. Fyfield's 10b5-1 plan.
- This RSU was granted on 5/22/2019 and vested in a single installment on the anniversary of the grant date.
- This option vests in 36 equal monthly installments. The first installment vested on 5/24/2018.
- This RSU was granted on 5/24/2018 and vests annually over three years on each anniversary of the grant date.
Billionaire Hedge Funds
