Home > Insider Trading > Filing (0001716837-20-000101)

Filing Details

Accession Number:: 0001716837-20-000101
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-05-27 17:49:07
Reporting Period:: 2020-05-19

Accepted Time:: 2020-05-27 17:49:07
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1428439	Roku Inc	ROKU	Cable & Other Pay Television Services (4841)	262087865

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1716857	A. Scott Rosenberg	1155 Coleman Ave San Jose CA 95110	Gm, Sr. Vp Platform Business	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Disposition	2020-05-19	2,727	$0.00	41,478	No	5	G	Direct
Class A Common Stock	Disposition	2020-05-22	10,768	$109.82	30,710	No	4	S	Direct
Class A Common Stock	Disposition	2020-05-22	5,228	$110.54	25,482	No	4	S	Direct
Class A Common Stock	Disposition	2020-05-22	1,304	$112.18	24,178	No	4	S	Direct
Class A Common Stock	Disposition	2020-05-22	2,610	$109.89	21,568	No	4	S	Direct
Class A Common Stock	Disposition	2020-05-22	900	$110.64	20,668	No	4	S	Direct
Class A Common Stock	Disposition	2020-05-22	400	$111.99	20,268	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	5	G	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Footnotes

Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.31 to $110.29 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.32 to $111.16 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.59 to $112.50 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.32 to $110.29 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.34 to $111.23 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.59 to $112.53 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.