Filing Details
- Accession Number:
- 0001209191-20-032176
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-26 19:32:00
- Reporting Period:
- 2020-05-22
- Accepted Time:
- 2020-05-26 19:32:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1372020 | Great Lakes Dredge & Dock Corp | GLDD | Heavy Construction Other Than Bldg Const - Contractors (1600) | 205336063 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1808410 | H William Hanson | C/O Great Lakes Dredge &Amp; Dock Corp 2122 York Road, 2Nd Floor Oak Brook IL 60523 | Svp, Gov't Relations & Bus Dev | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-05-22 | 2,461 | $5.70 | 38,147 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-05-22 | 2,461 | $8.50 | 35,686 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | Disposition | 2020-05-22 | 2,461 | $5.70 | 2,461 | $5.70 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 8,611 | 2020-05-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,630 | Indirect | Shares owned by the Wife of Mr. Hanson |
Footnotes
- Represents an exercise of vested employee stock options granted on May 27, 2010 under the Great Lakes Dredge & Dock Corporation 2007 Long-Term Incentive Plan.
- Total reported holdings have been reduced as a result of a transaction exempt from reporting per Rule 16a-12.
- The options vested in three equal installments beginning May 27, 2011.
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