Filing Details

Accession Number:
0000899243-20-014228
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-05-26 18:21:44
Reporting Period:
2020-05-21
Accepted Time:
2020-05-26 18:21:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1261654 Universal Technical Institute Inc UTI Services-Educational Services (8200) 860226984
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1356974 Coliseum Capital Partners, L.p. 105 Rowayton Avenue
Rowayton CT 06853
Yes No Yes No
1409585 Coliseum Capital, Llc 105 Rowayton Avenue
Rowayton CT 06853
Yes No Yes No
1409751 Coliseum Capital Management, Llc 105 Rowayton Avenue
Rowayton CT 06853
Yes No Yes No
1430708 S Christopher Shackelton 105 Rowayton Avenue
Rowayton CT 06853
Yes No Yes No
1454123 Adam Gray 105 Rowayton Avenue
Rowayton CT 06853
Yes No Yes No
1567187 Coliseum Capital Partners Ii, L.p. 105 Rowayton Ave.
Rowayton CT 06853
Yes No Yes No
1572285 Coliseum Capital Co-Invest, L.p. 105 Rowayton Avenue
Rowayton CT 06853
Yes No Yes No
1678188 Coliseum Holdings I, Llc 105 Rowayton Avenue
Rowayton CT 06853
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-05-21 41,475 $7.06 0 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.87 to $7.19, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. These securities were beneficially owned solely by Christopher Shackelton ("Shackelton") and consist of (a) 2,400 shares held directly by Shackelton, (b) 28,875 shares held by Shackelton's spouse and (c) 10,200 shares held by trusts for the benefit of Shackelton's descendants.