Filing Details

Accession Number:
0001209191-20-031068
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-05-20 20:34:53
Reporting Period:
2020-05-18
Accepted Time:
2020-05-20 20:34:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1596967 Moelis & Co MC Investment Advice (6282) 464500216
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1604691 Jeffrey Raich C/O Moelis &Amp; Company
399 Park Avenue, 5Th Floor
New York NY 10022
Co-President, Md Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2020-05-18 7,308 $30.01 6,338 No 4 S Direct
Class A Common Stock Disposition 2020-05-19 2,500 $30.00 3,838 No 4 S Direct
Class A Common Stock Disposition 2020-05-20 3,838 $29.76 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. This number excludes (i) 257,497 unvested RSUs granted to Mr. Raich as incentive compensation for fiscal years 2015 through 2019 and (ii) 633,464 shares of Class A Common Stock issuable in exchange for Moelis & Group LP Class A partnership units held by certain trusts, of which Mr. Raich or his immediate family members are beneficiaries. The unvested RSUs represent the right to receive upon settlement either, at Moelis & Company's option, a share of Class A Common Stock or an amount in cash equal to the fair market value of such share. The vesting schedule applicable to these unvested RSUs can be found on the Form 4s previously filed in connection with the grant of such RSUs.