Filing Details

Accession Number:
0001209191-20-030977
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-05-20 17:40:15
Reporting Period:
2020-05-18
Accepted Time:
2020-05-20 17:40:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
927003 Advanced Energy Industries Inc AEIS Electronic Components, Nec (3679) 840846841
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1416894 Yuval Wasserman 1595 Wynkoop Street, Suite 800
Denver CO 80202
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-05-18 8,800 $60.35 171,148 No 4 S Direct
Common Stock Disposition 2020-05-18 1,200 $61.18 169,948 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 20, 2020.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $60.92, inclusive. The reporting person undertakes to provide to Advanced Energy Industries, Inc., any security holder of Advanced Energy Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the preceding sentence.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.02 to $61.52, inclusive. The reporting person undertakes to provide to Advanced Energy Industries, Inc., any security holder of Advanced Energy Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the preceding sentence.
  4. Represents 52,313 shares of unvested restricted stock units and 117,635 shares of common stock.