Filing Details

Accession Number:
0001209191-20-030811
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-05-20 13:57:47
Reporting Period:
2020-05-18
Accepted Time:
2020-05-20 13:57:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1668428 Fgl Holdings FG () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1591224 A. John Ii Phelps 4Th Floor
Boundary Hall, Cricket Square
Grand Cayman E9 KY1-1102
Evp, Chief Distrib Off Of Sub No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2020-05-18 60,569 $10.00 60,569 No 4 M Direct
Ordinary Shares Acquisiton 2020-05-18 121,138 $10.00 181,707 No 4 M Direct
Ordinary Shares Acquisiton 2020-05-18 9,722 $7.16 191,429 No 4 M Direct
Ordinary Shares Disposition 2020-05-18 191,429 $10.50 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Employee Stock Option (right to buy) Disposition 2020-05-18 60,569 $0.00 60,569 $10.00
Ordinary Shares Employee Stock Option (right to buy) Disposition 2020-05-18 121,138 $0.00 121,138 $10.00
Ordinary Shares Employee Stock Option (right to buy) Disposition 2020-05-18 9,722 $0.00 9,722 $7.16
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
242,278 2019-03-15 2025-05-15 No 4 M Direct
181,709 2019-03-15 2025-05-15 No 4 M Direct
29,169 2020-03-15 2026-08-06 No 4 M Direct
Footnotes
  1. Stock option to buy 302,847 shares was granted pursuant to the 2017 Omnibus Incentive Plan and becomes exercisable, if at all, in five equal installments upon the later of (a) the average daily closing price of the Issuer's ordinary shares during any 20 consecutive trading days meeting or exceeding five specified price hurdles of $11, $12.75, $14.75, $17 and $20, respectively, and (b) the end of five one year periods ending March 15, 2019, 2020, 2021, 2022 and 2023, respectively.
  2. Stock option to purchase 302,847 shares was granted pursuant to the 2017 Omnibus Incentive Plan and vests in five equal annual installments beginning on March 15, 2019.
  3. Stock option to buy 38,891 shares was granted pursuant to the 2017 Omnibus Incentive Plan and vests in four equal annual installments beginning on March 15, 2020.