Filing Details

Accession Number:
0001773383-20-000040
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-05-19 20:42:39
Reporting Period:
2020-05-15
Accepted Time:
2020-05-19 20:42:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1773383 Dynatrace Inc. DT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1258772 John Siclen Van C/O Dynatrace, Inc.
1601 Trapelo Road, Suite 116
Waltham MA 02451
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-05-15 107,600 $0.00 1,689,693 No 4 A Direct
Common Stock Disposition 2020-05-15 55,000 $32.97 1,634,693 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Acquisiton 2020-05-15 283,600 $0.00 283,600 $33.03
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
283,600 2030-05-15 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 502,025 Indirect See Footnote
Common Stock 603,645 Indirect See Footnote
Footnotes
  1. Consists of Restricted Stock Units ("RSUs") granted under the Dynatrace, Inc. 2019 Equity Incentive Plan on May 15, 2020. Each RSU represents the right to receive one share of Common Stock, 25% of which shall vest on May 15, 2021, with the remainder vesting in 12 equal quarterly installments thereafter.
  2. This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019.
  3. The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.475 to $33.39, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  4. Shares held by the John W. Van Siclen 2019 Irrevocable Trust, for which the Concord Trust Company serves as trustee. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
  5. Shares held by the Nancy R. Van Siclen 2019 Irrevocable Trust, for which John Van Siclen serves as trustee. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
  6. Stock options granted under the Dynatrace, Inc. 2019 Equity Incentive Plan on May 15, 2020, 25% of which shall vest and become exercisable on May 15, 2021, with the remainder vesting in 12 equal quarterly installments thereafter.