Filing Details

Accession Number:
0000821127-20-000167
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-05-19 18:20:05
Reporting Period:
2020-05-15
Accepted Time:
2020-05-19 18:20:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
821127 Boston Private Financial Holdings Inc BPFH State Commercial Banks (6022) 042976299
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1727373 M Steven Gaven Boston Private
Ten Post Office Square
Boston MA 02109
Evp, Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-05-15 1,361 $6.16 12,773 No 4 M Direct
Common Stock Acquisiton 2020-05-15 1,805 $6.16 14,578 No 4 M Direct
Common Stock Disposition 2020-05-15 530 $6.16 14,048 No 4 F Direct
Common Stock Disposition 2020-05-18 841 $6.54 13,207 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Performance Shares Disposition 2020-05-15 1,361 $0.00 1,680 $0.00
Common Stock Restricted Stock Units Disposition 2020-05-15 1,805 $0.00 1,805 $0.00
Common Stock Restricted Stock Units Acquisiton 2020-05-15 10,552 $0.00 10,552 $0.00
Common Stock Performance Restricted Stock Units Acquisiton 2020-05-15 31,656 $0.00 31,656 $0.00
Common Stock Stock Option (Right to Buy) Acquisiton 2020-05-15 45,455 $0.00 45,455 $6.16
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
3,610 No 4 M Direct
10,552 No 4 A Direct
31,656 No 4 A Direct
45,455 2030-05-15 No 4 A Direct
Footnotes
  1. Each Performance Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Performance Restricted Stock Units vest based on the Company's performance for the period January 1, 2017 through December 31, 2019.
  2. Number represents targeted performance shares initially granted for the 2017-2019 performance period. Actual shares earned were 81% of the targeted performance shares based on performance for the performance period.
  3. Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Restricted Stock Units vest ratably over a three-year period from the grant date.
  4. Each Performance Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Performance Restricted Stock Units vest based on the Company's performance for the period January 1, 2020 through December 31, 2022.
  5. Each Non-Qualified Stock Option represents a contingent right to purchase one share of the Company's common stock. Non-Qualified Stock Options vest ratably over a four-year period from the grant date.