Filing Details
- Accession Number:
- 0001209191-20-030573
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-19 17:08:47
- Reporting Period:
- 2020-05-15
- Accepted Time:
- 2020-05-19 17:08:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1668428 | Fgl Holdings | FG | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1591454 | Rajesh Krishnan | 4Th Floor Boundary Hall, Cricket Square Grand Cayman E9 KY1-1102 | Chief Investment Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2020-05-15 | 121,138 | $10.00 | 121,138 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2020-05-15 | 96,910 | $10.00 | 218,048 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2020-05-15 | 15,556 | $7.16 | 233,604 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2020-05-15 | 233,604 | $10.27 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Employee Stock Option (right to buy) | Disposition | 2020-05-15 | 121,138 | $0.00 | 121,138 | $10.00 |
| Ordinary Shares | Employee Stock Option (right to buy) | Disposition | 2020-05-15 | 96,910 | $0.00 | 96,910 | $10.00 |
| Ordinary Shares | Employee Stock Option (right to buy) | Disposition | 2020-05-15 | 15,556 | $0.00 | 15,556 | $7.16 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 363,417 | 2020-03-15 | 2025-03-15 | No | 4 | M | Direct |
| 387,644 | 2020-03-15 | 2025-03-15 | No | 4 | M | Direct |
| 46,669 | 2020-03-15 | 2026-08-06 | No | 4 | M | Direct |
Footnotes
- Stock option to buy 484,555 shares was granted pursuant to the 2017 Omnibus Incentive Plan and vests in four equal annual installments beginning on March 15, 2020.
- Stock option to buy 484,554 shares was granted pursuant to the 2017 Omnibus Incentive Plan and becomes exercisable, if at all, in five equal installments upon the later of (a) the average daily closing price of the Issuer's ordinary shares during any 20 consecutive trading days meeting or exceeding five specified price hurdles of $11, $12.75, $14.75, $17 and $20, respectively, and (b) the end of five one year periods ending March 15, 2019, 2020, 2021, 2022 and 2023, respectively.
- Stock option to buy 62,225 shares was granted pursuant to the 2017 Omnibus Incentive Plan and vests in four equal annual installments beginning on March 15, 2020.
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