Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2020-05-19 17:06:22
Reporting Period:
Accepted Time:
2020-05-19 17:06:22
Original Submission Date:
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1783180 Carrier Global Corp CARR () 4/A
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1631473 L. David Gitlin 13995 Pasteur Boulevard
Palm Beach Gardens FL 33418
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-05-18 57,580 $17.45 70,473 No 4 P Indirect By Spouse's Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Spouse's Trust
  1. This Form 4 is being amended to incorporate transaction code P, which reflects that this transaction was an open market purchase.
  2. The price reported in Column 4 is a weighted average price for shares purchased in multiple transactions. The purchase prices range from $17.385 to $17.49 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.
  3. The reporting person, who previously served as an executive officer with United Technologies Corporation (UTC), held 12,893 shares of UTC that resulted in the receipt of 12,893 shares of Carrier common stock in connection with Carrier's spinoff from UTC on April 3, 2020, and those shares are reflected in column 5.