Filing Details
- Accession Number:
- 0001040161-20-000028
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-19 16:01:20
- Reporting Period:
- 2020-05-15
- Accepted Time:
- 2020-05-19 16:01:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1040161 | Pixelworks Inc | PXLW | Semiconductors & Related Devices (3674) | 911761992 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1603917 | J. David Tupman | 226 Airport Parkway Suite 595 San Jose CA 95110 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-05-15 | 19,247 | $0.00 | 129,361 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2020-05-15 | 500 | $3.44 | 128,861 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-05-18 | 6,700 | $3.50 | 122,161 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | $5.50 | 2020-04-02 | 10,000 | 10,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-04-02 | 10,000 | 10,000 | Direct |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest in full on the first to occur of (1) the day before the next annual meeting of the registrant's shareholders that follows the grant date or (2) the first anniversary of the grant date. The restricted stock units will be paid upon vesting, subject to any election by the reporting person to defer payment of the units to a later date.
- This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by Dr. Tupman in February 2020. The Rule 10b5-1 trading plan provides for the sale on a pre-specified date of up to 7,200 of the shares that were released to Dr. Tupman on May 14, 2020 in connection with the annual grant awarded to him upon reelection to the Board of Directors on May 15, 2019.
- 25% vest on the first anniversary of the date of grant, with the remaining 75% vesting ratably on a monthly basis thereafter over three years.
Billionaire Hedge Funds
