Filing Details

Accession Number:
0000769993-20-000239
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-05-19 12:06:39
Reporting Period:
2020-04-01
Accepted Time:
2020-05-19 12:06:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1000229 Core Laboratories N V CLB () NY
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
769993 Goldman Sachs & Co. Llc 200 West Street
New York NY 10282
No No No No
886982 Goldman Sachs Group Inc 200 West Street
New York NY 10282
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2020-04-01 376 $9.41 4,640,600 No 4 P Indirect Through Subsidiary
Common Shares Acquisiton 2020-04-01 300 $9.25 4,640,900 No 4 P Indirect Through Subsidiary
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Through Subsidiary
No 4 P Indirect Through Subsidiary
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Equity Swap Disposition 2020-04-01 1,176 $0.00 1,176 $0.00
Common Shares Equity Swap Acquisiton 2020-04-01 93 $0.00 93 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,176 2023-11-15 No 4 S Indirect
93 2029-08-13 No 4 P Indirect
Footnotes
  1. The amount of profit recoverable by the Issuer from the reported transactions will be remitted to the Issuer.
  2. This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons". Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On April 1, 2020, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Shares but did not experience a change in their pecuniary interest in the Issuer.
  3. GS Group may be deemed to beneficially own indirectly the Common Shares by reason of Goldman Sachs' direct beneficial ownership.
  4. Goldman Sachs entered into an equity swap agreement which, upon the termination of the agreement on 11/15/2023, Goldman Sachs will pay to the counterparty any increase in the price of the Common Shares above $9.29 per share and the counterparty will pay to Goldman Sachs any decrease in the price of the Common Shares below $9.29 per share, in each case, based on a notional amount of 1,176 Common Shares and any additional costs and charges including any payments with respect to financial dividends.
  5. Goldman Sachs entered into an equity swap agreement which, upon the termination of the agreement on 8/13/2029, Goldman Sachs will pay to the counterparty any decrease in the price of the Common Shares below $9.45 per share and the counterparty will pay Goldman Sachs any increase in the price of the Common Shares above $9.45 per share, in each case, based on a notional amount of 93 Common Shares and any additional costs and charges including any payments with respect to financial dividends.