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Filing Details

Accession Number:: 0001652362-20-000091
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-05-18 21:11:29
Reporting Period:: 2020-05-14

Accepted Time:: 2020-05-18 21:11:29
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1652362	Infrastructure & Energy Alternatives Inc.	IEA	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1613697	Gil Melman	C/O Infrastructure And Energy Alt., Inc. 6325 Digital Way, Suite 460 Indianapolis IN 46278	General Counsel	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.0001 Per Share	Acquisiton	2020-05-14	34,286	$0.00	125,082	No	4	A	Direct
Common Stock, Par Value $0.0001 Per Share	Acquisiton	2020-05-15	5,000	$1.80	130,082	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	A	Direct
No	4	P	Direct

Footnotes

Represents restricted stock units "RSUs" which will vest in three equal annual installments beginning on the first anniversary of March 26, 2020.
In addition to the RSUs described in footnote 1, the Company also granted 51,429 performance-based RSUs that become subject to vesting based upon the Company's actual Adjusted EBITDA for 2020 relative to an Adjusted EBITDA goal. If a minimum Adjusted EBITDA target is not met, no RSUs will become subject to vesting. If the vesting thresholds are met, and depending upon the threshold, a minimum of 40%, and a maximum of 160%, of the RSUs subject to the award will become subject to vesting. After the number of RSUs that may become subject to vesting is determined, such number of RSUs will vest in three annual installments beginning on the first anniversary of March 26, 2020. These restricted stock units will not be included in the total of column 5 until vesting.
The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.75 to $1.80, inclusive. The reporting person undertakes to provide Infrastructure and Energy Alternatives, Inc., any security holder of Infrastructure and Energy Alternatives, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Represents 11,510 shares of Common Stock, and 118,572 restricted stock units that are subject to forfeiture and vesting.