Filing Details

Accession Number:
0001209191-20-030292
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-05-18 20:33:02
Reporting Period:
2020-05-15
Accepted Time:
2020-05-18 20:33:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1212458 Proofpoint Inc PFPT Services-Computer Processing & Data Preparation (7374) 510414846
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1634774 Darren Robert Lee C/O Proofpoint, Inc.
892 Ross Drive
Sunnyvale CA 94089
Evp/Gm Compliance/Digital Risk No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-05-15 267 $50.93 6,094 No 4 M Direct
Common Stock Disposition 2020-05-15 1,727 $115.22 4,367 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-qualified Stock Option (right to buy) Disposition 2020-05-15 267 $0.00 267 $50.93
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
799 2026-04-08 No 4 M Direct
Footnotes
  1. The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person.
  2. The stock option is fully vested.