- Accession Number:
- Form Type:
- Zero Holdings:
- Publication Time:
- 2020-05-18 16:58:55
- Reporting Period:
- Accepted Time:
- 2020-05-18 16:58:55
- SEC Url:
- Form 4 Filing
|Cik||Name||Reported Address||Insider Title||Director||Officer||Large Shareholder||Other|
|1588901||Sam Levinson||4611 Twelfth Avenue |
Brooklyn NY 11219
Reported Non-Derivative Transactions
|Sec. Name||Acquisiton - Disposition||Date||Amount||Price||Remaning Holdings||Equity Swap Involved||Form Type||Code||Nature of Ownership||Explanation|
|Common Stock||Acquisiton||2020-05-14||23,000||$5.73||34,500||No||4||P||Indirect||See Footnote|
|Common Stock||Acquisiton||2020-05-14||16,000||$5.73||16,000||No||4||P||Indirect||See Footnote|
|Equity Swap Involved||Form Type||Code||Nature of Ownership||Explanation|
Reported Non-Derivative Holdings
|Sec. Name||Remaning Holdings||Nature of Ownership||Explanation|
|Common Stock||1,253,016||Indirect||By Trapeze Inc., a Delaware corporation|
|Common Stock||136,782||Indirect||By Trapeze D Holdings LLC, a Delaware limited liability company|
|Common Stock||128,185||Indirect||By ECL Holdings LLC, a Delaware limited liability company|
|Special Voting Stock||4,464,692||Indirect||By Trapeze Inc., a Delaware corporation|
|Special Voting Stock||1,362,039||Indirect||By Trapeze D Holdings LLC, a Delaware limited liability company|
|Special Voting Stock||1,469,548||Indirect||By ECL Holdings LLC, a Delaware limited liability company|
- The price is the weighted average price for the acquisitions reported on this Form 4. The range of prices for the transactions reported on this Form 4 is between $5.60 and $5.80 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by Commission Staff, the Issuer or a security holder of the Issuer.
- Held through a profit sharing plan at National Financial Services LLC.
- Held by the Reporting Person's spouse through a profit sharing plan at National Financial Services LLC of which the Reporting Person is co-trustee.
- Special Voting Stock is a class of stock of the Issuer that does not share in any distribution to stockholders of the Issuer, but gives the holder thereof one vote per share on all matters on which the Issuer's holders of Common Stock vote, subject to certain exceptions. Class B LLC Units are units of certain limited liability companies that are indirect subsidiaries of the Issuer. Each Class B LLC Unit is exchangeable, together with one share of Special Voting Stock, for an amount of cash equal to the fair market value of a share of Common Stock of the Issuer or, at the election of the Issuer, one share of Common Stock. The right to exchange Class B LLC Units, together with Special Voting Stock, does not have an expiration date.