Filing Details

Accession Number:
0001493152-20-009160
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-05-15 16:44:57
Reporting Period:
2020-05-13
Accepted Time:
2020-05-15 16:44:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
873860 Ocwen Financial Corp OCN Mortgage Bankers & Loan Correspondents (6162) 650039856
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1710919 Kevin Stein 1661 Worthington Road, Suite 100
West Palm Beach FL 33409
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-05-13 5,000 $0.55 67,500 No 4 P Direct
Common Stock Acquisiton 2020-05-14 10,000 $0.61 77,500 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 41,778 Indirect By trust
Footnotes
  1. Includes 62,500 restricted stock units representing a contingent right to receive one share of OCN common stock (RSUs). The RSUs will vest, and the underlying shares of common stock will be delivered, on May 30, 2020, subject to certain conditions relating to the reporting person's service as a director of the issuer.
  2. This represents the weighted average purchase price. Purchase prices range from $0.5966 to $0.6125. Upon request by the Securities and Exchange Commission, the Issuer, or a stockholder of the Issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price.
  3. These securities are held by The Kevin Stein Rev Living Trust U/A 4/30/19 of which Kevin and Robin Stein are the trustees.