Filing Details
- Accession Number:
- 0001567619-20-010510
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-15 16:13:11
- Reporting Period:
- 2020-05-13
- Accepted Time:
- 2020-05-15 16:13:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1519401 | Regional Management Corp. | RM | () | NJ |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 927942 | D Bennett Lindenbaum | Basswood Capital Management, L.l.c. 645 Madison Avenue, 10Th Floor New York NY 10022 | Yes | No | Yes | Yes | |
| 927943 | A Matthew Lindenbaum | C/O Basswood Capital Management L.l.c. 645 Madison Avenue 10Th Floor New York NY 10022 | Yes | No | Yes | Yes | |
| 1085393 | Basswood Capital Management, L.l.c. | 645 Madison Avenue, 10Th Floor New York NY 10022 | Yes | No | Yes | Yes | |
| 1085394 | Basswood Opportunity Partners, L.p. | C/O Basswood Capital Management, L.l.c. 645 Madison Avenue, 10Th Floor New York NY 10022 | Yes | No | Yes | Yes | |
| 1269757 | Basswood Opportunity Fund Inc | C/O Basswood Capital Management L.l.c. 645 Madison Avenue, 10Th Floor New York NY 10022 | Yes | No | Yes | Yes | |
| 1519641 | Basswood Financial Fund, L.p. | C/O Basswood Capital Management L.l.c. 645 Madison Avenue, 10Th Floor New York NY 10022 | Yes | No | Yes | Yes | |
| 1525955 | Basswood Enhanced Long Short Fund Lp | C/O Basswood Capital Management, L.l.c. 645 Madison Avenue, 10Th Floor New York NY 10022 | Yes | No | Yes | Yes | |
| 1538637 | Basswood Financial Long Only Fund, L.p. | C/O Basswood Capital Management L.l.c. 645 Madison Avenue, 10Th Floor New York NY 10022 | Yes | No | Yes | Yes | |
| 1541970 | Basswood Enhanced Long Short Gp, Llc | C/O Basswood Capital Management L.l.c. 645 Madison Avenue, 10Th Floor New York NY 10022 | Yes | No | Yes | Yes | |
| 1576092 | Basswood Financial Fund, Inc. | C/O Basswood Capital Management L.l.c. 645 Madison Avenue, 10Th Floor New York NY 10022 | Yes | No | Yes | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.10 Per Share ("Common Stock") | Disposition | 2020-05-13 | 40,662 | $11.30 | 0 | No | 4 | S | Indirect | See footnotes |
| Common Stock | Disposition | 2020-05-13 | 2,173 | $11.30 | 39,013 | No | 4 | S | Indirect | See footnotes |
| Common Stock | Disposition | 2020-05-13 | 4,815 | $11.30 | 17,575 | No | 4 | S | Indirect | See footnotes |
| Common Stock | Acquisiton | 2020-05-13 | 31,865 | $11.32 | 343,500 | No | 4 | P | Indirect | See footnotes |
| Common Stock | Acquisiton | 2020-05-13 | 7,621 | $11.32 | 229,453 | No | 4 | P | Indirect | See footnotes |
| Common Stock | Acquisiton | 2020-05-13 | 5,416 | $11.32 | 134,705 | No | 4 | P | Indirect | See footnotes |
| Common Stock | Acquisiton | 2020-05-13 | 2,748 | $11.32 | 49,857 | No | 4 | P | Indirect | See footnotes |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See footnotes |
| No | 4 | S | Indirect | See footnotes |
| No | 4 | S | Indirect | See footnotes |
| No | 4 | P | Indirect | See footnotes |
| No | 4 | P | Indirect | See footnotes |
| No | 4 | P | Indirect | See footnotes |
| No | 4 | P | Indirect | See footnotes |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 7,056 | Indirect | See footnotes |
Footnotes
- See Exhibit 99.1
- See Exhibit 99.1
- See Exhibit 99.1
- See Exhibit 99.1
- See Exhibit 99.1
- See Exhibit 99.1
- See Exhibit 99.1
- See Exhibit 99.1
- See Exhibit 99.1
Billionaire Hedge Funds
