Filing Details

Accession Number:
0001209191-20-029665
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-05-15 14:51:37
Reporting Period:
2020-05-13
Accepted Time:
2020-05-15 14:51:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1109242 Hanmi Financial Corp HAFC National Commercial Banks (6021) 954788120
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1389959 J John Ahn 3660 Wilshire Blvd., Ph-A
Los Angeles CA 90010
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-05-13 5,000 $7.78 26,862 No 4 P Direct
Common Stock Acquisiton 2020-05-13 2,000 $7.78 6,000 No 4 P Indirect By Child I
Common Stock Acquisiton 2020-05-13 2,000 $7.78 6,000 No 4 P Indirect By Child II
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect By Child I
No 4 P Indirect By Child II
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $7.715 to $7.8725. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.