Filing Details

Accession Number:
0001213900-20-012530
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-05-15 14:25:27
Reporting Period:
2020-05-14
Accepted Time:
2020-05-15 14:25:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1527541 Wheeler Real Estate Investment Trust Inc. WHLR Real Estate Investment Trusts (6798) 452681082
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1798184 G. Kerry Campbell 2529 Virginia Beach Blvd.
Virginia Beach VA 23452
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-05-14 72,000 $1.40 72,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series D Cumulative Convertible Preferred Stock Acquisiton 2020-05-14 3,121 $7.93 4,600 $16.96
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,121 No 4 P Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in transactions at prices ranging from $1.1823 to $1.5500, inclusive. The reporting person undertakes to provide to Wheeler Real Estate Investment Trust, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  2. As disclosed in the Issuer's Form 8-K filed with the SEC on April 3, 2017, each share of Series D Cumulative Convertible Preferred Stock (the "Series D Stock") is convertible into 1.474 shares of the Issuer's common stock. The Series D Stock has no expiration date.
  3. The price reported in Column 7 is a weighted average price. These shares were purchased in transactions at prices ranging from $7.5332 to $8.0100, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.