Filing Details
- Accession Number:
- 0001493152-20-008971
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-15 12:09:22
- Reporting Period:
- 2018-12-28
- Accepted Time:
- 2020-05-15 12:09:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1708410 | Simplicity Esports & Gaming Co | WINR | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1707694 | Jr H William Herrmann | C/O Simplicity Esports &Amp; Gaming Company 7000 W. Palmetto Park Rd., Suite 505 Boca Raton FL 33433 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-12-28 | 11,000 | $0.00 | 11,000 | No | 4 | J | Direct | |
| Common Stock | Acquisiton | 2018-12-28 | 7,500 | $0.00 | 18,500 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2019-03-04 | 2,358 | $1.18 | 20,858 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-03-13 | 142 | $1.19 | 21,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-05-01 | 2,000 | $0.83 | 23,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-05-01 | 500 | $0.81 | 23,500 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-05-07 | 23,809 | $1.05 | 47,309 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | J | Direct | |
| No | 4 | A | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant (right to buy) | Acquisiton | 2018-12-28 | 10,000 | $0.00 | 10,000 | $11.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,000 | 2019-01-27 | 2024-05-22 | No | 4 | J | Direct |
Footnotes
- On December 28, 2018, the reporting person purchased 10,000 of the issuer's units at a purchase price of $10.00 per unit in a public offering. Each unit consisted of one share of the issuer's common stock, one right and one warrant. Each right entitled the holder thereof to receive 1/10 of one share of the issuer's common stock upon the consummation of an initial business combination. Each warrant entitled the holder thereof to purchase one share of the issuer's common stock at an exercise price of $11.50 per share.
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