Filing Details

Accession Number:
0001209191-20-029344
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-05-14 19:08:56
Reporting Period:
2020-05-12
Accepted Time:
2020-05-14 19:08:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1775625 Smiledirectclub Inc. SDC Dental Equipment & Supplies (3843) 834505317
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1787445 Kay Oswald C/O Smiledirectclub, Inc.
414 Union Street
Nashville TN 37219
President Of International No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2020-05-12 10,000 $10.04 142,656 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
  2. The total number of shares of the Issuer's Class A common stock reported herein includes Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock, which RSUs were previously reported on Table II of that certain Form 4 filed by the reporting person on September 17, 2019. Future settlements of such RSUs will not be reported on further Forms 4.