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Filing Details

Accession Number:
0001127602-20-016619
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-05-14 17:00:07
Reporting Period:
2020-05-12
Accepted Time:
2020-05-14 17:00:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1682852 Moderna Inc. MRNA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1643746 H. Lorence Kim C/o Moderna, Inc.
200 Technology Square
Cambridge MA 02139
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-05-12 11,643 $12.21 1,234,153 No 4 M Direct
Common Stock Acquisiton 2020-05-12 229,357 $10.90 1,463,510 No 4 M Direct
Common Stock Disposition 2020-05-12 35,182 $62.56 1,428,328 No 4 S Direct
Common Stock Disposition 2020-05-12 31,948 $63.57 1,396,380 No 4 S Direct
Common Stock Disposition 2020-05-12 104,544 $64.67 1,291,836 No 4 S Direct
Common Stock Disposition 2020-05-12 61,412 $65.47 1,230,424 No 4 S Direct
Common Stock Disposition 2020-05-12 5,677 $66.43 1,224,747 No 4 S Direct
Common Stock Disposition 2020-05-12 2,237 $67.32 1,222,510 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2020-05-12 229,357 $0.00 229,357 $10.90
Common Stock Stock Option (Right to Buy) Disposition 2020-05-12 11,643 $0.00 11,643 $12.21
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2026-02-23 No 4 M Direct
286,522 2027-02-23 No 4 M Direct
Footnotes
  1. The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.
  2. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $62.04 to $63.03. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
  3. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $63.07 to $64.07. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
  4. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $64.09 to $65.09. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
  5. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $65.10 to $66.07. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
  6. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $66.12 to $66.90. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
  7. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $67.16 to $67.95. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
  8. This option is fully vested and exercisable.
  9. 25% of this option vested and became exercisable on February 22, 2018, with the remainder vesting in 12 equal quarterly installments thereafter.