Filing Details

Accession Number:
0001209191-20-029022
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-05-13 21:00:12
Reporting Period:
2020-05-11
Accepted Time:
2020-05-13 21:00:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1438533 Retrophin Inc. RTRX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1388773 Laura Clague C/O Retrophin, Inc.
3721 Valley Centre Dr., Suite 200
San Diego CA 92130
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-05-11 1,250 $14.95 21,250 No 4 S Direct
Common Stock Disposition 2020-05-12 1,250 $17.16 20,000 No 4 S Direct
Common Stock Disposition 2020-05-12 527 $16.98 19,473 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. The sales reported were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of restricted stock units.
  2. Represents the number of shares required to be sold by the Reporting Person to cover the tax withholding obligation in connection with the settlement of vested restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the Reporting Person to fund this tax withholding obligation by completing a "sell to cover" transaction with a brokerage firm designated by the Issuer. This sale does not represent a discretionary trade by the Reporting Person.