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Home > Insider Trading > Filing (0001227025-20-000080)

Filing Details

Accession Number:
0001227025-20-000080
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-05-13 18:48:29
Reporting Period:
2020-05-12
Accepted Time:
2020-05-13 18:48:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1227025 Neophotonics Corp NPTN Semiconductors & Related Devices (3674) 943253730
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1489294 Chiyue Cheung 3081 Zanker Rd
San Jose CA 95134		 Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-05-12 5,000 $3.50 5,000 No 4 M Direct
Common Stock Disposition 2020-05-12 5,000 $9.80 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Show Other Fields >>
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2020-05-12 5,000 $9.80 5,000 $3.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-01-01 2022-07-30 No 4 M Direct
Footnotes
  1. Sale pursuant to a trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.