Filing Details

Accession Number:
0001743936-20-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-05-13 16:35:35
Reporting Period:
2020-05-13
Accepted Time:
2020-05-13 16:35:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1688757 Establishment Labs Holdings Inc. ESTA Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) 981436377
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1743936 Roberto Mezerville De C/O Motiva Usa Llc
16192 Coastal Highway
Lewes DE 19958
Chief Technology Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2020-05-13 10 $17.13 152,844 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Shares Stock Option (Right to buy) $25.25 2029-04-25 25,000 25,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2029-04-25 25,000 25,000 Direct
Footnotes
  1. One-fourth of the shares subject to the option shall vest on January 1, 2021 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.