Filing Details

Accession Number:
0001164727-20-000142
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-05-11 20:29:08
Reporting Period:
2020-05-08
Accepted Time:
2020-05-11 20:29:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1164727 Newmont Corp NEM Gold And Silver Ores (1040) 841611629
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1397788 Randall E Engel 6363 South Fiddlers Green Circle
Greenwood Village CO 80111
Evp, Strategic Development No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $1.60 Par Value Acquisiton 2020-05-08 34,982 $55.68 342,823 No 4 M Direct
Common Stock, $1.60 Par Value Disposition 2020-05-08 34,982 $65.60 307,841 No 4 S Direct
Common Stock, $1.60 Par Value Acquisiton 2020-05-08 33,000 $58.69 340,841 No 4 M Direct
Common Stock, $1.60 Par Value Disposition 2020-05-08 33,000 $65.04 307,841 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Acquisiton 2020-05-08 34,982 $0.00 34,982 $55.68
Common Stock Employee Stock Option (right to buy) Acquisiton 2020-05-08 33,000 $0.00 33,000 $58.69
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-04-29 No 4 M Direct
0 2021-04-25 No 4 M Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $65.24 to $65.74. The price reported reflects the weighted average sales price. This reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
  2. This transaction was executed in multiple trades at prices ranging from $64.75 to $65.44. The price reported reflects the weighted average sales price. This reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
  3. The options vested in approximately equal annual installments on April 29, 2011, April 30, 2012 and April 29, 2013, respectively.
  4. The expiration date of the stock option was automatically extended in accordance with the option award agreement to permit exercise following the Company's most recent quarterly blackout period.
  5. The options vested in approximately equal annual installments on April 25, 2012, April 25, 2013 and April 25, 2014, respectively.