Filing Details

Accession Number:
0001104659-20-059705
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-05-11 17:51:29
Reporting Period:
2020-05-07
Accepted Time:
2020-05-11 17:51:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1796303 Roth Ch Acquisition I Co ROCHU () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1160634 J Gordon Roth C/O Roth Ch Acquisition I Co.
888 San Clemente Drive, Suite 400
Newport Beach CA 92660
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-05-07 10,000 $10.00 85,658 No 4 P Direct
Common Stock Acquisiton 2020-05-07 52,924 $10.00 419,391 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants to purchase Common Stock Acquisiton 2020-05-07 7,500 $0.00 7,500 $11.50
Common Stock Warrants to purchase Common Stock Acquisiton 2020-05-07 39,693 $0.00 39,693 $11.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,500 No 4 P Direct
39,693 No 4 P Indirect
Footnotes
  1. The reporting person acquired units, consisting of shares and warrants.
  2. Shares owned by Roth Capital Partners, LLC, over which Gordon Roth shares voting and dispositive power.
  3. The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.
  4. The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.
  5. Warrants owned by Roth Capital Partners, LLC, over which Gordon Roth shares voting and dispositive power.