Filing Details

Accession Number:
0001288469-20-000091
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-05-11 16:14:25
Reporting Period:
2020-05-07
Accepted Time:
2020-05-11 16:14:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1288469 Maxlinear Inc MXL Semiconductors & Related Devices (3674) 141896129
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1478341 Curtis Ling C/O Maxlinear, Inc.
5966 La Place Court, Suite 100
Carlsbad CA 92008
Chief Technical Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-05-07 15,516 $6.93 988,396 No 4 M Direct
Common Stock Disposition 2020-05-07 9,888 $16.20 978,508 No 4 S Direct
Common Stock Acquisiton 2020-05-08 38,470 $6.93 1,016,978 No 4 M Direct
Common Stock Disposition 2020-05-08 24,518 $16.57 992,460 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2020-05-07 15,516 $0.00 15,516 $6.93
Common Stock Stock Option (right to buy) Disposition 2020-05-08 38,470 $0.00 38,470 $6.93
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
38,470 2020-05-14 No 4 M Direct
0 2020-05-14 No 4 M Direct
Footnotes
  1. Represents the weighted average share price of an aggregate total of 9,888 shares sold in the price range of $16.10 to $16.29 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  2. Represents the weighted average share price of an aggregate total of 24,518 shares sold in the price range of $16.25 to $16.72 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. 59,986 options were originally granted on May 14, 2013. Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 59,986 shares subject to the option vested and became exercisable on May 14, 2014, and an additional twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on each successive anniversary thereafter, such that the option shall be fully vested and exercisable on May 14, 2017.