Filing Details

Accession Number:
0001443984-20-000136
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-05-11 14:36:21
Reporting Period:
2020-05-07
Accepted Time:
2020-05-11 14:36:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
825542 Scotts Miracle-Gro Co SMG Agricultural Chemicals (2870) 311414921
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1434770 C Michael Lukemire C/O The Scotts Miracle-Gro Company
14111 Scottslawn Road
Marysville OH 43041
President And Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2020-05-07 9,813 $45.32 48,386 No 4 M Direct
Common Shares Acquisiton 2020-05-07 50,302 $63.43 98,688 No 4 M Direct
Common Shares Disposition 2020-05-07 3,430 $128.78 95,258 No 4 S Direct
Common Shares Disposition 2020-05-07 7,897 $129.48 87,361 No 4 S Direct
Common Shares Disposition 2020-05-07 11,542 $130.57 75,819 No 4 S Direct
Common Shares Disposition 2020-05-07 6,304 $131.38 69,515 No 4 S Direct
Common Shares Disposition 2020-05-07 5,599 $132.50 63,916 No 4 S Direct
Common Shares Disposition 2020-05-07 9,344 $133.60 54,572 No 4 S Direct
Common Shares Disposition 2020-05-07 4,400 $134.44 50,172 No 4 S Direct
Common Shares Disposition 2020-05-07 15,104 $135.39 35,068 No 4 S Direct
Common Shares Disposition 2020-05-07 4,301 $136.19 30,767 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Stock Option (right to buy) Disposition 2020-05-07 9,813 $0.00 9,813 $45.32
Common Shares Stock Option (right to buy) Disposition 2020-05-07 50,302 $0.00 50,302 $63.43
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-01-20 2022-01-19 No 4 M Direct
0 2018-01-30 2025-01-30 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 527 Indirect By 401(K) Plan
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.175 to $128.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.00 to $129.97, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.02 to $130.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.02 to $131.9925, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4).
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.02 to $132.98, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5).
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.00 to $133.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6).
  7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $134.00 to $134.995, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (7).
  8. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.00 to $135.985, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8).
  9. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $136.01 to $136.32, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (9).