Filing Details

Accession Number:
0001181431-11-019349
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-03-21 20:10:54
Reporting Period:
2011-03-17
Filing Date:
2011-03-21
Accepted Time:
2011-03-21 20:10:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1350102 Ascent Solar Technologies Inc. ASTI Semiconductors & Related Devices (3674) 203672603
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1330090 Gary Gatchell C/O Ascent Solar Technologies, Inc.
12300 Grant Street
Thornton CO 80241
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-03-17 10,000 $2.60 43,500 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The shares were sold pursuant to a sales plan adopted by the reporting person on March 9, 2011 and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.
  2. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.60 to $2.61, inclusive. The reporting person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.