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Home > Insider Trading > Filing (0001209191-20-027774)

Filing Details

Accession Number:: 0001209191-20-027774
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-05-07 18:05:27
Reporting Period:: 2020-05-07

Accepted Time:: 2020-05-07 18:05:27
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1128361	Hope Bancorp Inc	HOPE	National Commercial Banks (6021)	954849715

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1241248	J William Lewis	3200 Wilshire Blvd. Suite 1400 Los Angeles CA 90010		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-05-07	2,500	$8.69	10,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Non-qualified stock option (right to buy)	$17.18		2026-09-01	20,000	20,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2026-09-01	20,000	20,000	Direct

Footnotes

These options were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. 1/3 of the options vested immediately on the grant date, with the remaining 2/3 vesting in two equal annual installments thereafter.