Filing Details

Accession Number:
0001807094-20-000006
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-05-05 21:27:20
Reporting Period:
2020-05-01
Accepted Time:
2020-05-05 21:27:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1175680 Cytodyn Inc. CYDY Pharmaceutical Preparations (2834) 753056237
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1703394 A. Scott Kelly C/O Cytodyn Inc.
1111 Main Street, Suite 660
Vancouver WA 98660
Chief Medical Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-05-01 7,123 $0.61 1,325,293 No 4 M Direct
Common Stock Acquisiton 2020-05-01 75,000 $0.57 1,400,293 No 4 M Direct
Common Stock Acquisiton 2020-05-01 97,009 $0.56 1,497,302 No 4 M Direct
Common Stock Acquisiton 2020-05-01 100,000 $0.49 1,597,302 No 4 M Direct
Common Stock Acquisiton 2020-05-01 250,000 $0.57 1,847,302 No 4 P Direct
Common Stock Acquisiton 2020-05-01 66,666 $0.52 1,913,968 No 4 M Direct
Common Stock Acquisiton 2020-05-01 750,000 $0.39 2,663,968 No 4 M Direct
Common Stock Acquisiton 2020-05-01 93,750 $0.39 2,757,718 No 4 M Direct
Common Stock Disposition 2020-05-01 1,200,000 $3.26 1,557,718 No 4 S Direct
Common Stock Acquisiton 2020-05-04 8,334 $0.52 1,566,052 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 P Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Nonqualified Option - right to buy Acquisiton 2020-05-01 7,123 $0.00 7,123 $0.61
Common Stock Nonqualified Option - right to buy Acquisiton 2020-05-01 75,000 $0.00 75,000 $0.57
Common Stock Nonqualified Option - right to buy Acquisiton 2020-05-01 97,009 $0.00 97,009 $0.56
Common Stock Nonqualified Option - right to buy Acquisiton 2020-05-01 100,000 $0.00 100,000 $0.49
Common Stock Nonqualified Option - right to buy Acquisiton 2020-05-01 250,000 $0.00 250,000 $0.57
Common Stock Nonqualified Option - right to buy Acquisiton 2020-05-01 66,666 $0.00 66,666 $0.52
Common Stock Nonqualified Option - right to buy Acquisiton 2020-05-01 750,000 $0.00 750,000 $0.39
Common Stock Nonqualified Option - right to buy Acquisiton 2020-05-01 93,750 $0.00 93,750 $0.39
Common Stock Nonqualified Option - right to buy Acquisiton 2020-05-05 8,334 $0.00 8,334 $0.52
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-05-31 2027-04-10 No 4 M Direct
0 2018-06-01 2027-06-01 No 4 M Direct
0 2018-02-07 2028-02-07 No 4 M Direct
0 2019-06-08 2028-06-08 No 4 M Direct
0 2018-11-08 2028-11-08 No 4 M Direct
33,334 2020-03-01 2029-06-18 No 4 M Direct
0 2019-09-12 2029-09-12 No 4 M Direct
0 2020-04-07 2029-10-07 No 4 M Direct
25,000 2020-03-01 2029-06-18 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 691,208 Indirect By Spouse
Common Stock 23,180 Indirect As Custodian for daughter
Common Stock 22,980 Indirect As Custodian for daughter
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $3.16 to $3.37. The price above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. The reporting person disclaims beneficial ownership in these securities and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reporting person for purposes of Section 16 or for any other purpose.
  3. Option grant vests every four months beginning September 7, 2019.