Home > Insider Trading > Filing (0001562180-20-003414)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
719739	Svb Financial Group	SIVB	State Commercial Banks (6022)	942856336

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1580577	Michelle Draper	3005 Tasman Drive Santa Clara CA 95054	Chief Marketing Officer	No	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2020-05-01	135	$0.00	4,333	No	4	M	Direct
Common Stock	Acquisiton	2020-05-01	155	$0.00	4,488	No	4	M	Direct
Common Stock	Disposition	2020-05-01	47	$184.86	4,441	No	4	F	Direct
Common Stock	Disposition	2020-05-01	54	$184.86	4,387	No	4	F	Direct
Common Stock	Acquisiton	2020-05-01	213	$107.98	4,600	No	4	M	Direct
Common Stock	Disposition	2020-05-01	213	$187.23	4,387	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	F	Direct
No	4	F	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option	Acquisiton	2020-05-01	2,951	$0.00	2,951	$184.86
Common Stock	Performance Restricted Stock Unit	Acquisiton	2020-05-01	3,034	$0.00	3,034	$0.00
Common Stock	Restricted Stock Unit	Acquisiton	2020-05-01	1,011	$0.00	1,011	$0.00
Common Stock	Restricted Stock Unit	Disposition	2020-05-01	135	$0.00	135	$0.00
Common Stock	Restricted Stock Unit	Disposition	2020-05-01	155	$0.00	155	$0.00
Common Stock	Stock Option	Disposition	2020-05-01	213	$0.00	213	$107.98

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2,951		2027-05-01	No	4	A	Direct
3,034	2023-01-31	2027-05-01	No	5	A	Direct
1,011		2027-05-01	No	4	A	Direct
270		2025-05-01	No	4	M	Direct
462		2026-05-01	No	4	M	Direct
2,343		2021-04-29	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	138	Indirect	By 401(k)/ESOP

Footnotes

Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
25%/4yr beginning on 29-Apr-2014.
Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units.
These transactions reported were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective November 13, 2019.
Stock options are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates.
Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
Performance-based restricted stock units (PRSUs) are subject to both performance-based and time-based vesting and scheduled to vest on January 31, 2023.
Restricted stock units are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates.
25%/4yr beginning on 01-May-2018.
25%/4yr beginning on 01-May-2019.