Filing Details

Accession Number:
0001209191-20-027348
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-05-05 20:07:58
Reporting Period:
2020-05-01
Accepted Time:
2020-05-05 20:07:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1510487 Principia Biopharma Inc. PRNB () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1316163 Alan Colowick C/O Sofinnova Investments
3000 Sand Hill Road, 4-250
Menlo Park CA 94025
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-05-01 840 $4.54 840 No 4 M Direct
Common Stock Disposition 2020-05-01 840 $60.07 0 No 4 S Direct
Common Stock Acquisiton 2020-05-05 6,660 $4.54 6,660 No 4 M Direct
Common Stock Disposition 2020-05-05 6,660 $60.00 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Director Stock Option (right to buy) Disposition 2020-05-01 840 $0.00 840 $4.54
Common Stock Director Stock Option (right to buy) Disposition 2020-05-05 6,660 $0.00 6,660 $4.54
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
61,884 2027-06-26 No 4 M Direct
55,224 2027-06-26 No 4 M Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
  2. Represents the weighted average sales price per share. The shares sold at prices ranging from $60.00 to $60.43 per share. Upon request by the Commission staff, Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
  3. The stock option vested and became exercisable as to 25% of the shares subject to the option on February 16, 2018, and thereafter vests as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing service of the Reporting Person on each vesting date.