Filing Details

Accession Number:
0001394411-20-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-05-05 18:08:23
Reporting Period:
2020-05-04
Accepted Time:
2020-05-05 18:08:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1126741 Gsi Technology Inc GSIT Semiconductors & Related Devices (3674) 770398779
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1394411 Robert Yau Gsi Technology, Inc.
1213 Elko Drive
Sunnyvale CA 94089
Vp, Engin., Sect. & Director Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-05-04 40,000 $6.00 1,057,439 No 4 M Indirect Self as Co-Trustee for Yau Revocable Trust
Common Stock Disposition 2020-05-04 40,000 $7.02 1,017,439 No 4 S Indirect Self as Co-Trustee for Yau Revocable Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect Self as Co-Trustee for Yau Revocable Trust
No 4 S Indirect Self as Co-Trustee for Yau Revocable Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2020-05-04 40,000 $0.00 40,000 $6.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-01-13 2020-05-10 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,000 Indirect By spouse
Footnotes
  1. The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 4, 2020.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.93 to $7.30, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.