Filing Details
- Accession Number:
- 0001493152-20-007682
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-04 21:23:15
- Reporting Period:
- 2016-02-28
- Accepted Time:
- 2020-05-04 21:23:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1487197 | Barfresh Food Group Inc. | BRFH | Canned, Frozen & Preservd Fruit, Veg & Food Specialties (2030) | 271994359 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1598573 | Riccardo Coste Delle | 3600 Wilshire Boulevard Suite 1720 Los Angeles, CA 90010 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-04-03 | 53,228 | $0.50 | 19,501,569 | No | 4 | P | Indirect | R.D. Capital Holdings PTY Ltd. |
| Common Stock | Acquisiton | 2020-03-10 | 10,000 | $0.60 | 19,448,341 | No | 4 | P | Indirect | R.D. Capital Holdings PTY Ltd. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | R.D. Capital Holdings PTY Ltd. |
| No | 4 | P | Indirect | R.D. Capital Holdings PTY Ltd. |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Acquisiton | 2020-04-28 | 250,000 | $0.00 | 250,000 | $0.38 |
| Common Stock | Warrant | Acquisiton | 2020-03-23 | 26,614 | $0.00 | 26,614 | $0.60 |
| Common Stock | Warrant | Acquisiton | 2016-02-28 | 64,230 | $0.00 | 64,230 | $1.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 250,000 | 2020-04-28 | 2028-04-28 | No | 4 | A | Direct |
| 26,614 | 2020-03-23 | 2023-03-23 | No | 4 | P | Indirect |
| 64,230 | 2016-02-28 | 2021-02-28 | No | 4 | P | Indirect |
Footnotes
- Milestone interest payment
- Milestone conversion into offering
- Granted pursuant to employment agreement
- Purchased in private placement of common stock with 50% warrant coverage at $0.50 per share of common stock.
- Issued upon conversion of existing note into offering of common stock with 50% warrant coverage at $0.80 per share of common stock.
Billionaire Hedge Funds
