Filing Details

Accession Number:
0001438133-20-000042
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-05-04 18:13:34
Reporting Period:
2020-05-04
Accepted Time:
2020-05-04 18:13:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1438133 Tandem Diabetes Care Inc TNDM () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1422126 B David Berger C/O Tandem Diabetes Care, Inc.
11075 Roselle Street
San Diego CA 92121
Evp, Chief Legal & Compliance No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-05-04 650 $2.59 3,961 No 4 M Direct
Common Stock Disposition 2020-05-04 650 $79.00 3,311 No 4 S Direct
Common Stock Acquisiton 2020-05-04 1,350 $2.59 4,661 No 4 M Direct
Common Stock Disposition 2020-05-04 1,350 $78.00 3,311 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Stock Option Stock Option Disposition 2020-05-04 2,000 $0.00 2,000 $2.59
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,000 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 200 Indirect Berger Family Trust
Footnotes
  1. Represents shares of common stock received upon exercise of a stock option award.
  2. The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2019.
  3. The securities are held by the Berger Family Trust dated April 16, 2008.
  4. Fifty percent (50%) of the underlying shares subject to the option vested on 12/1/2018, and the remaining shares shall vest in twelve (12) equal monthly installments thereafter.
  5. The expiration date for these options is 10 years from the date of grant.