Filing Details

Accession Number:
0001127602-20-015201
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-05-04 16:36:48
Reporting Period:
2020-05-01
Accepted Time:
2020-05-04 16:36:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
66740 3M Co MMM Surgical & Medical Instruments & Apparatus (3841) 410417775
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1577544 F Michael Roman 3M Center
St. Paul MN 55144-1000
Chairman, President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-05-01 10,067 $89.47 57,868 No 4 M Direct
Common Stock Disposition 2020-05-01 310 $148.70 57,558 No 4 S Direct
Common Stock Disposition 2020-05-01 7,584 $148.70 49,974 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-qualified Stock Option (Right to Buy) Disposition 2020-05-01 2,483 $0.00 2,483 $89.47
Common Stock Non-qualified Stock Option (Right to Buy) Disposition 2020-05-01 7,584 $0.00 7,584 $89.47
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,584 2012-02-08 2021-02-08 No 4 M Direct
0 2012-02-08 2021-02-08 No 4 M Direct
Footnotes
  1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2019.