Filing Details

Accession Number:
0001127602-20-015191
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-05-04 16:19:38
Reporting Period:
2020-05-01
Accepted Time:
2020-05-04 16:19:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1682852 Moderna Inc. MRNA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1443340 Stephane Bancel C/O Moderna, Inc.
200 Technology Square
Cambridge MA 02139
Chief Executive Officer Yes Yes No No
Transaction Summary
Sold: 28,442 shares Avg. Price: $48.70 Total Value: $1,385,125.40
Number of Shares After Transactions: 9,206,279 shares
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-05-01 4,349 $48.70 6,688,429 No 4 S Direct
Common Stock Disposition 2020-05-01 11,046 $48.70 618,592 No 4 S Indirect See Footnote
Common Stock Disposition 2020-05-01 8,698 $48.70 7,900,003 No 4 S Indirect See Footnote
Common Stock Disposition 2020-05-01 4,349 $48.70 9,206,279 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
Footnotes
  1. This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.
  2. These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
  3. This sale was effected pursuant to a Rule 10b5-1 trading plan.
  4. These shares are owned directly by OCHA LLC ("OCHA"). The reporting person is the majority equity unit holder and the sole managing member of OCHA. The reporting person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
  5. These shares are owned directly by Boston Biotech Ventures, LLC ("Boston Biotech"). The reporting person is the majority equity unit holder and the sole managing member of Boston Biotech. The reporting person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.